Regulatory Information

This site is operated by Industry Capital Advisors LLC.  

IC, IC “Group”, and IC “Affiliated Entities” refers to Industry Capital Advisors UK LLP (United Kingdom OC429079), Industry Capital Advisors LLC (California Reg: 201326310006), Industry Capital Management LLC (Delaware Reg: 200307910132) and Industry Capital EFM Holdings Ltd (Jersey: 130341).

United Kingdom FCA regulated activities are performed by Industry Capital Advisors UK LLP registered with the FCA as an Appointed Representative with FRN 914626. Industry Capital Advisors UK LLP is an Appointed Representative of Finex LLP which is authorised and regulated in the UK by the Financial Conduct Authority (“FCA”) with firm reference number 507537.

This site is for informational purposes only. It is not intended as and should not be construed as financial, investment, tax, legal, regulatory, or other advice.